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Clients with over $1,000,000 in assets under management
are entitled, without charge, to:
  • annual review meeting
  • debt management
  • survivorship program
  • Roth conversion analysis
  • 72(t) calculation
  • unrestricted access to planners
  • savings bond analysis
  • generational consulting
  • charitable gift planning
  • beneficiary designation review
View our Form ADV Part 2a & 2b HERE

Annualized management fees will be charged on most assets under management. The fees are based on the size of the portfolio. This fee is charged on the value of the asset base as calculated at the end of the preceding quarter. The fee is charged/assessed at the beginning of each quarter.

There is a 0.05% charge, per year, for each additional account when we manage a "household" account.

All mutual fund shares are acquired at net asset value.

All mutual funds are free of contingent deferred sales charges, early surrender penalties or commissions.

Nominal transaction costs for the purchase and sale of securities ranging between $4 and $50 per transaction, depending on the type of security involved. For example, purchase or sale of stock or exchange traded fund (ETF): $15; bond: $50; mutual fund between $4.50 and $26.50.

INVESTMENT MANAGEMENT FEES
 
  Investable Assets
Fee
  over $2,000,000+
1.0% or less
  $1,000,000 - $2,000,000
1.0%
  $600,000 - $1,000,000
1.25%
  $300,000 - $600,000
1.50%

 

Non-managed Accounts

It is possible that investments in securities, such as common and preferred stocks; government, corporate and municipal bonds; open-end and closed-end mutual funds; and unit trusts may be made through a traditional brokerage account, where commissions are charged.

Various forms of insurance - including life, health, disability, and long-term care (nursing home)- may be purchased where compensation may come from commissions.

 Qualified Employer Account, such as 401(k), 403(b), 457 plans, Employee Stock Options Plans, and Deferred Compensation Plans are considered "non-managed" accounts; however, we will provide personalized reviews and recommendations for these accounts under our financial planning services.

 

Financial Planning, Case Analysis, and Projects

Each analysis includes data gathering, research and analysis, presentation, and a meeting to discuss and answer questions. Estimates of the time to be allocated to individual projects will be provided in advance. A deposit of 50% of the estimated fee is required when the contract is executed. The remaining fee balance is due and payable upon delivery of the plan or analysis.

FINANCIAL PLANNING FEES
Service Hourly Fee
Senior CERTIFIED FINANCIAL PLANNER™ $250.00
CERTIFIED FINANCIAL PLANNER™ $150.00
Para Planner $100.00
General Staff $50.00
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Options include but are not limited to:

  • Comprehensive financial plan
  • Retirement planning
  • Estate planning strategies
  • Risk management
  • Insurance analysis
  • 401(k) plan investment review
  • 403(b) plan investment review
  • Investment policy statements
  • Home mortgage analysis

  • Investment plan
  • Portfolio analysis
  • Portfolio review
  • Education planning
  • Capital gain and loss analysis
  • Pension income choice analysis
  • Vehicle purchase analysis
  • Loan refinancing analysis
  • Wealth index

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Securities offered through LPL Financial, Member FINRA / SIPC.
Investment advice offered through Guidant Wealth Advisors, a registered investment advisor and separate entity from LPL Financial.
The LPL Financial registered representative associated with this page may only discuss and/or transact business with residents of the following states: AR, AZ, CA, CO, CT, FL, GA, IL, IN, KY, MA, MD, MI, MN, MO, NC, NH, NJ, NM, NV, NY, OH, OR, PA, SC, TN, TX, VA, WI.